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800.454.1628

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REGISTRATIONS & AFFILIATIONS

Our regulatory and industry name is J. W. Korth & Company. We are also known as JW Korth/Shop4Bonds and J. W. Korth & Company Limited Partnership. We use Shop4Bonds as our internet brand and web presence.

To learn about us from governmental sources please use the following:

SIPC - Securities Investors Protection Corporation (where your account is protected up to a total of $500,000.)

  1. Go to: http://www.sipc.org/
  2. Go to "Who We Are"
  3. From the drop down menu choose "member database"
  4. Click on "Zip"
  5. Then enter "33133" (this is easier than putting in our exact name: J. W. Korth & Company Limited Partnership)


FINRA - Financial Industry Registration Association (formerly NASD, our main general securities regulatory body)

  1. Go to http://brokercheck.finra.org 
  2. Click "Start Search"
  3. Agree to Contract
  4. Click on "Look Up Individual Broker" or "Brokerage Firm"
  5. Enter our CRD Number: 26455 and Click "Begin Search for Brokerage Firm"
  6. Click on our name and follow instructions to view our registrations.


MSRB - Municipal Securities Rule Making Board (this is our regulatory body for municipal bonds.

  1. Go to http://www.msrb.org
  2. On the left navigation bar go to "About the MSRB"
  3. Go to "MSRB Registrants List" (it takes a minute to load)
  4. Scroll down to J. W. Korth & Company


SIFMA - Securities Industry and Financial Markets Association (formerly the SIA, this is the most respected association for securities firms)

  1. Go to http://www.sifma.org
  2. Click "About SIFMA" on the left.
  3. Click "SIFMA Member Directory "
  4. Scroll down midway down the page to the "J" firms.
  5. We are listed as "".

PAPERS & ARTICLES

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BONDS4YOU

Periodic Newsletter

Features bond investment
opportunities and market commentary.

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SHOP4BONDS

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